Home / Regulation (page 50)

Regulation

Will the Boat float and more MiFID FAQs

Intriguing news about our anticipated new trade reporting services, with one of my City friends asking if Project Boat will float whilst another tells me Yellow Submarine is already sunk. Project Boat is the trade reporting service being launched by Europe’s largest investment banks in response to MiFID, and was …

Read More »

Still no plans for MiFID in Spain

The International Monetary Fund has just issued their analysis of what’s going on in European financial markets (64 page pdf), with a particular focus on MiFID. Here’s a summary of the key headline impacts of MiFID in their view: the new environment created by MiFID could trigger drastic changes in …

Read More »

FSA Fall Short on Investor Protection — WSJ

The FSA’s principle-based approach to regulation has won it a lot of favorable attention in the US. Leave it to the Wall Street Journal to weigh in with criticism for its failure to protect individual shareholders in the UK. The Journal sees the FSA as trying to protect the London …

Read More »

FSA Fall Short on Investor Protection — WSJ

The FSA’s principle-based approach to regulation has won it a lot of favorable attention in the US. Leave it to the Wall Street Journal to weigh in with criticism for its failure to protect individual shareholders in the UK. The Journal sees the FSA as trying to protect the London …

Read More »

FSA Fall Short on Investor Protection — WSJ

The FSA’s principle-based approach to regulation has won it a lot of favorable attention in the US. Leave it to the Wall Street Journal to weigh in with criticism for its failure to protect individual shareholders in the UK. The Journal sees the FSA as trying to protect the London …

Read More »

FSA Fall Short on Investor Protection — WSJ

The FSA’s principle-based approach to regulation has won it a lot of favorable attention in the US. Leave it to the Wall Street Journal to weigh in with criticism for its failure to protect individual shareholders in the UK. The Journal sees the FSA as trying to protect the London …

Read More »

Fund managers wake up to MiFID and SCREAMMMMM

After three years of anticipation, we’re now just 93 days away from 1st November and the implementation of MiFID.   Now you would think that after 1,217 days of thinking about MiFID’s implications and implementation, that most folks would be ready … pah! Just last week SunGard’s survey (13 page pdf), …

Read More »

IFR publish ‘Who’s Ready for MiFID’?

from PJ Di Giammarino of JWG-IT: The Financial Serivces industry think-tank Thomson IFR announce the publication of ‘Who’s ready for MiFID?’ by PJ Di Giammarino, CEO, JWG-IT Think-Tank. The IFR Market Intelligence report is the first comprehensive healthcheck of EU capital markets’ new capabilities that need to be deployed in …

Read More »

IFR publish ‘Who’s Ready for MiFID’?

from PJ Di Giammarino of JWG-IT: The Financial Serivces industry think-tank Thomson IFR announce the publication of ‘Who’s ready for MiFID?’ by PJ Di Giammarino, CEO, JWG-IT Think-Tank. The IFR Market Intelligence report is the first comprehensive healthcheck of EU capital markets’ new capabilities that need to be deployed in …

Read More »

IFR publish ‘Who’s Ready for MiFID’?

from PJ Di Giammarino of JWG-IT: The Financial Serivces industry think-tank Thomson IFR announce the publication of ‘Who’s ready for MiFID?’ by PJ Di Giammarino, CEO, JWG-IT Think-Tank. The IFR Market Intelligence report is the first comprehensive healthcheck of EU capital markets’ new capabilities that need to be deployed in …

Read More »

IFR publish ‘Who’s Ready for MiFID’?

from PJ Di Giammarino of JWG-IT: The Financial Serivces industry think-tank Thomson IFR announce the publication of ‘Who’s ready for MiFID?’ by PJ Di Giammarino, CEO, JWG-IT Think-Tank. The IFR Market Intelligence report is the first comprehensive healthcheck of EU capital markets’ new capabilities that need to be deployed in …

Read More »

IFR publish ‘Who’s Ready for MiFID’?

from PJ Di Giammarino of JWG-IT: The Financial Serivces industry think-tank Thomson IFR announce the publication of ‘Who’s ready for MiFID?’ by PJ Di Giammarino, CEO, JWG-IT Think-Tank. The IFR Market Intelligence report is the first comprehensive healthcheck of EU capital markets’ new capabilities that need to be deployed in …

Read More »