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Regulation

Money laundering, KYC and a PEP talk

Iran1

I have recently spent a lot of time talking about KYC (Know Your Client), AML (Anti Money Laundering, often confused with ALM which is Asset and Liability Management), Client Onboarding, PEPs (Politically Exposed Persons) and SARs (Suspicious Activity Reports). It’s all wrapped up in financial crime, compliance, legal, audit and …

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Money laundering, KYC and a PEP talk

Iran1

I have recently spent a lot of time talking about KYC (Know Your Client), AML (Anti Money Laundering, often confused with ALM which is Asset and Liability Management), Client Onboarding, PEPs (Politically Exposed Persons) and SARs (Suspicious Activity Reports). It’s all wrapped up in financial crime, compliance, legal, audit and …

Read More »

Stressing out the banks

AQR

In America and Europe, stress tests are regularly applied to see whether the banks are becoming more resilient to another crisis.  The latest results of the American stress tests shows that all but one (Zions Bancorp) of the top 30 US banks are ok. Europe is different. Having said that Europe …

Read More »

Stressing out the banks

AQR

In America and Europe, stress tests are regularly applied to see whether the banks are becoming more resilient to another crisis.  The latest results of the American stress tests shows that all but one (Zions Bancorp) of the top 30 US banks are ok. Europe is different. Having said that Europe …

Read More »