Regulation
Firms liable for incorrect outsourcing under MiFID
Article 13(5) of MiFID states: "An investment firm shall ensure, when relying on a third party for the performance of operational functions which are critical for the provision of continuous and satisfactory service to clients and the performance of investment activities on a continuous basis, that it takes reasonable steps to avoid undue operational risk."…
Firms liable for incorrect outsourcing under MiFID
Article 13(5) of MiFID states: "An investment firm shall ensure, when relying on a third party for the performance of operational functions which are critical for the provision of continuous and satisfactory service to clients and the performance of investment activities on a continuous basis, that it takes reasonable steps to avoid undue operational risk."…
California Blocks Skinner’s Identity Plans
Just after Finextra publish my thought piece on the future method of authentication being RFID style chip implants inside humans, which I’ve blogged about before btw as I do truly believe it will happen, the Los Angeles Times broke the news that the Terminator’s State of California doesn’t like my vision and have banned RFID…
California Blocks Skinner’s Identity Plans
Just after Finextra publish my thought piece on the future method of authentication being RFID style chip implants inside humans, which I’ve blogged about before btw as I do truly believe it will happen, the Los Angeles Times broke the news that the Terminator’s State of California doesn’t like my vision and have banned RFID…
California Blocks Skinner’s Identity Plans
Just after Finextra publish my thought piece on the future method of authentication being RFID style chip implants inside humans, which I’ve blogged about before btw as I do truly believe it will happen, the Los Angeles Times broke the news that the Terminator’s State of California doesn’t like my vision and have banned RFID…
Systemic risk: watch out it’s all around you
Y’know there’s been quite a lot of discussion about the systemic risks in the market right now, particularly in light of the sub-prime issues. I’ve blogged about this a few times already, from hedge fund pressures through to algo technology explosions, but I purposely avoided too much discussion of the US sub-prime market…
Systemic risk: watch out it’s all around you
Y’know there’s been quite a lot of discussion about the systemic risks in the market right now, particularly in light of the sub-prime issues. I’ve blogged about this a few times already, from hedge fund pressures through to algo technology explosions, but I purposely avoided too much discussion of the US sub-prime market…
Did anyone notice AMEX’s sixty-five million dollar mess
I was intrigued to see the lack of headlines about American Express this month, especially as they were fined $65 million by the US Department of Justice the other day. I only caught the news hidden in a US notice about banking matters. Although it did get a little coverage in America, it wasn’t in…
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